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Review of the commission's processes for selecting investment advisers and investment companies for examination.

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Record details

  • Physical Description: 1 online resource (57 pages)
  • Publisher: Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2009.

Content descriptions

General Note:
"Report No. 470."
"Public redacted version."
"November 19, 2009."
Source of Description Note:
Description based on online resource; title from PDF title page (OCIE, viewed Sept. 25, 2017).
Subject: Madoff, Bernard L.
Ponzi schemes > United States.
Securities fraud > United States.
Investment advisors > Corrupt practices > United States.
United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations > Evaluation.

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