Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.
- 1 of 1 copy available at Evergreen Indiana.
0 current holds with 1 total copy.
- Physical Description: 1 volume (various pagings) : illustrations ; 28 cm
- Publisher: [Washington, D.C.?] : The Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission, 
"September 22, 1998."
Also distributed to depository libraries in microfiche.
Shipping list no.: 99-0048-P.
|Bibliography, etc. Note:||
Includes bibliographical references.
Search for related items by subject
|Subject:||Stockbrokers > Fees > United States.
Investment advisors > Fees > United States.
Disclosure of information > United States.
Securities > Research > United States > Finance.